Requirements of Registrable Deeds
General
Section 21(1) of the 2012 Act provides that a person may apply to the Keeper for registration of a registrable deed. There are different types of applications to register a deed:
- deed over an unregistered plot
- deed affecting whole of a registered plot
- deed affecting part of a registered plot
- automatic plot registration.
These application types are distinct from an application for voluntary registration where no deed is being registered.
Section 49 of the Act makes provision for which deeds can be registered in the Land Register under application types 1 to 4 above. If a deed presented for registration under types 1 to 4 is not a 'registrable' deed, then an application to register that deed is incompetent. An application should be rejected once a deed is identified as not being registrable.
Section 49 provides that a deed is registrable if and only in so far as its registration is authorised, either expressly or impliedly, by:
the 2012 Act,
the Registration of Leases (Scotland) Act 1857,
- the Conveyancing (Scotland) Act 1924,
- the Conveyancing and Feudal Reform (Scotland) Act 1970,
- the Law Reform (Miscellaneous Provisions) (Scotland) Act 1985, or
- any other enactment.
See Registrable Deeds, Fees and eFin categories for a list of the known registrable deeds and their authorising enactments. See the examples of documents which are not registrable deeds below for certain documents or deeds that are known not to be registrable and for the role of the registration officer.
Court decrees
Section 113 defines "deed" as including a court decree (another name for a court order) which is registrable by virtue of an enactment. This does not mean that all court decrees are "registrable". See Court Orders that are registrable deeds.
Application for deed over unregistered plot - what deeds 'trigger' first registration of a plot?
In terms of section 23 and section 46:
- All dispositions (including those otherwise than for value)
- Contract of Excambion (which is treated as 2 combined dispositions)
- Notices of title (where applicant may decide to register the notice of title in the Land Register)
- General vesting declaration
- Statutory conveyance (schedule A conveyance).
Note that leases and assignations of unregistered leases are other deed types which trigger first registration of a plot of land but this is known as automatic plot registration. Certain other unusual deed types can also be submitted as an application for automatic plot registration. xx
What deeds will be rejected for recording in the Register of Sasines?
In terms of section 48(1), (2) and (5), applications to record the following deeds in the Register of Sasines are to be rejected if presented on or after 8 December 2014:
- disposition
- lease (including sub-lease, and including subjects which are shooting and fishing rights)
- assignation of lease
- statutory conveyance (Schedule A conveyance)
- general vesting declaration
- standard security.
Section 48(1) provides that such deeds will have no effect if recorded and section 48(5) requires the Keeper to reject such applications for recording. Deeds affecting a lease where the plot (the right of the owner of the land let) has been registered in the Land Register are also of no effect if recorded, though due to the operation of the Register of Sasines it may not be possible to tell from the search sheet for the lease that the plot has been registered in the Land Register.
There is an exception if the deed being recorded would have the effect of creating a real burden or servitude, i.e. recording is necessary for dual registration purposes. Consequently, a disposition being submitted for recording for that purpose only against either the burdened or benefited property, which property is not being transferred by the disposition, can be recorded.
However, a disposition being presented for re-recording in terms of section 143 of the Titles to Land Consolidation (Scotland) Act 1868 would require to be rejected as re-recording of a disposition will have no effect on or after 8 December.
In exercise of the power in s48, the Registers of Scotland (Voluntary Registration, Amendment of Fees, etc.) Order 2015 was made. This provides that the sasine register is closed to all standard securities with effect from 1 April 2016, including any that were signed before 1 April 2016. This means that where title to a plot is recorded in the sasine register, it must be voluntarily registered in the Land Register so that the standard security over that plot can take effect, see Voluntary Registration as a Result of the Closure of the Sasine Register to Standard Securities.
The role of the registration officer in relation to registrable deeds
A registration officer should not reject an application merely because the deed submitted for registration does not appear on the list of known registrable deeds on this page or does not have a deed code allocated in RoS systems. A list of known registrable deeds is available to applicants using the eForm product to select from. However, this does not mean that a deed not on that list is not a registrable deed at all.
Where the deed name is simply a variation on the name of a known registrable deed using the list of registrable deeds in eForms or in the LRS deed codes, the officer should use the deed code provided for the deed on Registrable Deeds, Deed Codes, Amending Deed Types, Fees and eFin Categories.
If the deed selected to be registered on the application form is not a known registrable deed (and is not just a variation on the name of a registrable deed) then an applicant using eForms is asked to confirm further information about the enactment which renders the deed registrable.
There are some types of document which are known not to be registrable and the application will require to be rejected or, in some cases, referred to Post Registration Enquiries if the information provided may evidence an inaccuracy in the Land Register - see examples below.
Care should be taken, in particular, with the submission of a death certificate which can be a registrable deed in limited circumstances.
Rejection for reason that deed is not registrable
Care must be taken before an application for registration of a deed is rejected on the grounds that the deed is not a registrable deed.
A registration officer should not reject an application merely because the name given to the deed submitted does not appear on the list of known registrable deeds found at Registrable Deeds, Deed Codes, Fees and eFin Categories or is not listed in Registers of Scotland deed codes. An applicant may have selected a name for their deed which is not on either list but which is nonetheless a registrable deed once its content has been considered.
Authorisation for the rejection of a deed on the grounds that it is not registrable must be given by a senior caseworker.
Deeds Must Meet Statutory Requirements
It is a condition of registration of a deed that the registrable deed is valid. This is in terms of section 23(1)(b) of the 2012 Act for a notice of title or disposition inducing first registration, and section 26(1)(a) for registrable deeds submitted as dealings or transfers of part.
Many registrable deeds either have a style, or required content, prescribed by legislation. These deeds must conform very closely to these styles or contain the minimum required content in order to be valid, otherwise the application for registration must be rejected. Minor variations are permissible.
The links below are to the most common registrable deeds which have such requirements, for further examples see Example Deeds.
If a registrable deed differs substantially from the statutory form or minimum statutory content, the application should be referred to the registration officer's referral point for discussion with a senior caseworker as to whether the application must be rejected on the basis that it is not valid.
Deeds must be properly authenticated and any annexations or plans must be incorporated
In terms of section 22(1)(c) of the 2012 Act, an application for registration must not fall to be rejected by virtue of section 6 of the Requirements of Writing (Scotland) Act 1995, see Authentication of Registrable Deeds.
Parties to a deed must be properly identified
The parties to a registrable deed must be sufficiently described. If they are not, then the deed is invalid and the application for registration of the deed must be rejected, see Designations.
Property must be sufficiently described
Applications must provide a satisfactory description of the property to allow the Keeper to accurately reflect that property on the cadastral map. A description that is not acceptable for registration will result in rejection, see Description of Property Must Be Acceptable.
Deeds relating to registered plots (dealings or transfers of part of a registered title) must bear a title number
In terms of section 26(1)(c) of the Act it is a condition of registration for a dealing with a registered title that the registrable deed narrates the title number of each title sheet to which the application relates. The addition of a title number to the face of a deed is not sufficient to meet this requirement, the title number needs to be incorporated into the the text of the deed. However, there is an exception where registration may proceed, even where the title number is not narrated in the deed, see Exception below.
For a dealing which is a disposition or a standard security affecting the whole of a registered plot, the description of the property affected in the registrable deed will usually consist of a brief verbal description of the land and reference to the title number of the title sheet for that land. For a dealing which is a discharge of a standard security (or another type of heritable security), the title number (where the exception below does not apply) should be incorporated as part of the description of the heritable security being discharged and it is important that the deed specifies the heritable security intended to be discharged by the deed.
Where a deed relating to an unregistered lease is submitted for registration (for example, where a Variation of Lease extends the term of an existing short lease such that it becomes registrable), the deed must narrate the landlord's plot title number if it is already registered as under the 2012 Act all subordinate rights flow from the plot title sheet.
If the registrable deed affects only part of a registered plot or lease title sheet, then an additional condition of registration exists and should be considered, in that the registrable deed must so describe the part as to enable the Keeper to delineate the boundaries of the part affected by the deed on the cadastral map. See Deed Plan Must Be Acceptable and Bounding Description of Property Must Be Acceptable.
Where the registrable deed does not narrate the title number of the registered subjects against which registration has been applied for there are two possible scenarios:
- If the deed includes a date of execution more than 28 days after the title number was allocated, then the application should be rejected as it fails to meet the condition of registration that the registrable deed must narrate the title numbers.
- If the application does not contain clear information regarding the date of execution, the application should be referred via the registration officer's referral point to a senior caseworker who will consider whether registration can proceed nonetheless in accordance with the exception referred to above.
Application must not relate to a souvenir plot
Section 21(3) states that the Keeper must reject an application if it does not meet the general application conditions.
The general application conditions are set out in section 22 of the 2012 Act, and subsection 1(b) refers specifically to land that is a souvenir plot:
"(1) The general application conditions are -
(b) the application does not relate to a souvenir plot, ..."
Therefore, the Keeper must reject an application for registration if it relates to a souvenir plot.
What is a souvenir plot?
There is a definition for a souvenir plot in section 22(2) of the 2012 Act. It is a plot of land which:
"(a) is of inconsiderable size and of no practical utility, and
(b) is neither -
(i) a registered plot, nor
(ii) a plot the ownership of which has, at any time, separately been constituted or transferred by a document recorded in the Register of Sasines."
There are schemes in operation in Scotland that sell small, often 1 square foot or 1 square metre, plots of land to individuals who buy them for commemorative, sentimental or conservation reasons. The small plots form part of a larger area of land owned by the seller, and the larger area is subdivided into these small plots to be sold to multiple purchasers. As these plots are of inconsiderable size and have no practical use, they are deemed to be souvenir plots. They are therefore not acceptable for registration in the land register (provided the plot has not previously been recorded or registered).
It must be remembered that not all small areas of ground are souvenir plots as some small areas have practical use to the owner. For example, a deed may be submitted for registration that dispones a strip of ground measuring 2 metres in length and 30 cm in width as the purchaser is extending the width of an existing narrow driveway. This would not be a souvenir plot and should not be rejected under section 21(3).
Deeds creating real burdens
By virtue of section 4 of the Title Conditions Act 2003 it is necessary when creating valid real burdens to register the constitutive deed (the deed creating the real burdens) against both the property which will be subject to the real burden (the burdened property) and the property with the right to enforce the real burdens (the benefited property).
Where the DIR and/or the application form contains a statement that real burdens are being created in terms of s. 53 of the Title Conditions (Scotland) Act 2003 ("the Act"), dual registration is not required.
Where neither the DIR nor the application form contain such a statement but the deed contains real burdens and only one fee, it should be assumed that the application is supposed to be a non s.53 dual registration and must be rejected as it fails to comply with s.4 of the Act, see Dual Registration.
Intake officers should refer all potential s.53 applications for advice.
Granter Must Have Title to Grant
A granter must have title (power) to grant a deed in order for a deed to be valid. In the context of ownership, proprietors who are owners in common each have title to transact only with their share. If a disposition purports to convey the plot of land which is owned by A and B in common, then in general terms a disposition of the whole subjects must be granted by both A and B or on behalf of both A and B. For example, if A and B own in common (usually this will be 1/2 share each but it could vary), and A is sequestrated, A's trustee in sequestration has title to transact only with A's share. The trustee cannot grant a valid disposition of the whole subjects without B also being a granter of such a disposition. In contrast, the trustee in sequestration could transact with A's pro indiviso share alone and a disposition conveying that share would be valid.
The guidance in this section is concerned with applications which consist of:
- a disposition,
- an assignation of lease, or
- a standard security (although the officer should also consider Standard Security not granted by registered proprietor below), and
- similar deeds which are granted by the proprietor/tenant of a property or someone acting on their behalf.
The guidance in this section does not apply to a notice of title, although it does explain when such a notice is appropriate. It also does not apply to a discharge of a standard security (or deed of restriction of a standard security) or to other registrable deeds which do not require to be granted by a proprietor or their representative, e.g. a HASSASSAA charging order, a notice of grant or loan, a notice of potential liability for costs and so on. See Example Deeds for further details of such deeds.
The registration officer does not require to check the answers given to the certification of links in title question on the application form in respect of a discharge of security or notice of title, nor in respect of any deeds which do not require to be granted by the proprietor/owner. They will only need to check that there is no expression of concern in the application as regards the deed's validity
Special rules apply to a grant of lease and a deed of servitude. For such deeds to be valid they must be granted by the recorded or registered proprietor, see deeds that must be granted by a registered proprietor below.
References to the 'granter' can be intended to mean only the person(s) in whose name(s) the narrative of a deed runs. For instance, in a disposition which states "I, A.B.....hereby dispone to C.D.", A.B. is the granter. However, a deed may run in the name of one person and be executed on that person's behalf by a person with appropriate authority. Examples of this type of registrable deed might be:
- a deed granted by A.B. but executed by A.B.'s attorney acting under a power of attorney granted by A.B., or
- a deed granted by a limited company, but executed by the company's administrator, or liquidator under separate legal authority, or
- a deed granted by A.B. but executed by the sheriff clerk in terms of a sheriff court order,
This section is intended to offer guidance on both types of these cases and 'granter' is used to mean both situations.
A person who is not the registered or recorded proprietor can grant/execute a disposition, an assignation of lease as a tenant or a standard security where:
- they could have chosen to register a notice of title in their favour because they hold as unrecorded or unregistered proprietor, under a midcouple(s) (e.g confirmation of executors, probate or letters of administration or a trustee in sequestration or transfer of engagements);
- they were owner under a survivorship destination and the survivorship destination has operated by the death of one or more of the other owners to make the remaining proprietor the owner of the deceased person's share;
- in respect of a standard security, they are the grantee in a disposition being submitted for registration together with the security;
- they have court or other authority to do so (e.g. an administrator for a limited company, or a judicial factor, or are a guardian/authorised person acting for an incapax adult who owns property and the order appointing them permits);
- they have authority to manage the registered proprietor's property or to act in place of the registered proprietor (e.g. they are the attorney under a power of attorney granted by the registered proprietor or they are the guardian of a minor child who is the registered proprietor).
The Keeper will not examine links in title when accepting such a deed for registration
For applications dated prior to 21st March 2018, which use the old application form, there is a question on the application form asking the applicant to confirm whether the granter of the deed is the last recorded/registered proprietor and advises that, by signing the application form, the applicant is certifying that the appropriate links in title exist and that the granter has legal right to grant the deed. As of the 21st March 2018 the new application form does not include this question and the form does not need to be signed.
There is a question on the application form asking the applicant to confirm whether the granter of the deed is the last recorded/registered proprietor and advises that, by signing the application form, the applicant is certifying that the appropriate links in title exist and that the granter has legal right to grant the deed. It is appropriate for the Keeper to check whether the granter of the deed corresponds with the last recorded/registered proprietor, this is a fact the Keeper is aware of. If there is any variance that is a matter which the applicant should have already considered and satisfied themselves that the appropriate documents exist to accept that the Granter has title to grant the deed which has been submitted for registration. It is inappropriate for registration staff to replicate this work. Consequently the Keeper will accept the certification of the application form to proceed with registration, and rely on the applicant's duty of care not to have misrepresented the circumstances.
Where a deed has been protected by advance notice, consideration must also be given to the effect of that action.
Who can expede a notice of title?
A person who wishes to expede and register a notice of title:
- must have right to the land, or to the right in land in question (e.g. a heritable security), under a midcouple or midcouples (e.g. an executor holding the property under a confirmation of executors or a beneficiary holding under both a confirmation and docquet transfer from the deceased person's executor.
A notice of title submitted for registration either as a deed over an unregistered plot of land or as a deed over the whole or part of a registered plot, is to be treated as valid, provided that the application form does not indicate that there is a concern over the validity of the midcouples.
The answer to the question on the application form Certification of Links in Title can be answered either Yes or No, and the officer should not reject the application for this reason.
The officer should consider the terms of the Further Information in the application form or any covering letter for any concerns about the validity of the notice of title.
Dispositions to be treated as valid under section 43(1) - Prescriptive Claimants
If the application form indicates that a disposition is to be treated as valid by virtue of section 43(1) (prescriptive claimants) see Prescriptive Claimants for guidance on acceptable evidence that an application meets the requirements of the 2012 Act.
Validity is dependent on another registrable deed
If a standard security is being registered and the application form indicates that the validity of the standard security is dependent upon a disposition or notice of title or another deed being registered, see Standard security not granted by registered proprietor below.
The role of the registration officer in relation to ensuring the Granter has title to grant
If the application form question regarding certification of links in title is answered in a manner not anticipated in the guidance set out in detail below, SO1 officers must refer the application to their referral officer for consideration whether the application requires to be rejected on the basis that the granter lacks title to grant the disposition and the registrable deed is therefore not valid. Other officers should consider the guidance offered on this page and if necessary in Advance Notices and related pages before proceeding further.
If the application form indicates that a limited title examination was carried out or that there is any matter of concern with the transaction to which it relates, the application must be referred to a referral officer to ascertain, in discussion with a senior caseworker, whether a limitation or exclusion of warranty is required or whether the application requires to be rejected on the basis that the deed is not valid.
In respect of a DW or TP, if a disposition is granted by a guardian or authorised person under the Adults with Incapacity (Scotland) Act 2000, but the order appointing the guardian or authorised person is not referred to in the proprietorship section, and no application has been submitted contemporaneously for registration of the relevant order, the registration officer should refer the application to their referral point for consideration whether the application requires to be rejected on the basis that the guardian/authorised person does not have appropriate power to grant the disposition. In a FR, this question will not arise unless the application form indicates that the order has not been recorded.
If the registered proprietors own the plot of land or lease title subjects in common and a disposition, assignation of lease or standard security granted by fewer of them purports to convey or encumber the whole plot of land, or the whole interest in the lease (and a survivorship destination disclosed in the proprietorship section does not explain the situation), then unless the situation can be accounted for by Example (2) below, the application should be referred to a referral officer to consider whether rejection is appropriate on the basis that the deed is not validly granted by all, or on behalf of all, the relevant proprietors.
Deeds that must be granted by a registered proprietor
There are two registrable deeds that require to be granted by an owner who has a recorded or registered title in order for those deeds to be valid. These are a grant of lease and a deed of servitude. This means that consequently, even if there is a certification of links in title on the application form, i.e. the applicant indicates that they are not the registered or recorded proprietor when applying for registration of the deed, then consideration must be given to whether the guidance on advance notices is relevant, or whether the deed is not valid and the application for registration must be rejected on the basis that the condition of registration in either section 25(1)(a) or section 26(1)(a) has been breached. It is noted that a servitude may be granted in a disposition of the burdened property where the granter has no recorded/registered title to the subjects being burdened and this is acceptable.
Prior to granting a lease or deed of servitude, the putative granter should expede and register or record a notice of title. In contrast if such a deed was executed for the last recorded/registered proprietor by their attorney acting under a power of attorney then no notice of title would require to be registered as the power of attorney is not a midcouple.
Deeds granted by Church of Scotland General Trustees
In terms of The Church of Scotland (General Trustees) Order Confirmation Act 1921, certain heritable properties listed in the Schedule become vest in the General Trustees. In terms of section 7(2), the General Trustees are deemed to have the equivalent of a valid recorded title notwithstanding that they have not recorded their title under the order. Before rejecting any lease or deed of servitude granted by the General Trustees, it may be necessary to consider the terms of the Confirmation Act and the Schedule before deciding that the registrable deed is invalid.
Refer such cases to a senior caseworker.
Deeds granted by the Crown
In the absence of evidence to the contrary, the foreshore and seabed is presumed to belong to the Crown as part of the regalia minora (the property right in the foreshore and seabed that can be divested). No recorded or registered title will be held by the Crown. The management of Crown property is the responsibility of The Crown Estate.
As owner, the Crown may grant a lease of foreshore or seabed. Since the Crown owns without a recorded title, applications to register such deeds should not be rejected for reason only that the certification of links in title question has been answered "no".
If the registration officer is examining an application for registration of a grant of lease or deed of servitude but the granter does not have a recorded or registered title, and an advance notice does not provide a reason why registration should proceed, then the application requires to be rejected as the registrable deed is not valid and the application is in breach of the condition of registration in either section 25(1)(a) or section 26(1)(a) of the Act.
Standard security not granted by registered proprietor
The guidance in this section is concerned with applications which consist of a standard security which is not granted by the registered proprietor. Where the application is a disposition, or assignation of lease, see Granter must have Title to Grant above.
See Examples (1) and (2) in The role of the registration officer in relation to ensuring the Granter has title to grant above for scenarios where the application form question "Is the granter the last recorded/registered proprietor" should be answered "No" and situations where the same question can appropriately be answered "Yes".
If you are dealing with a standard security granted by only one of the registered proprietors or by more people than the registered proprietors, then once you have considered Deeds not Granted by Recorded/Registered Proprietor, and also checked to ensure that there is no survivorship destination which might explain the situation, see Securities Section Information, for further guidance on whether the deed is valid.
Registration policy
If the application form indicates the validity of a standard security is dependent upon the registration of even date of a disposition in the granter of the security's favour then the Keeper will treat the deed as valid in respect of the granter's title to grant the deed, and proceed with registration only if the date of application for the disposition as so presented is earlier or the same as that for the standard security.
Death or Dissolution of Applicant or Granter of Deed
Death or dissolution of granter
As set out above, it is a condition of registration that the registrable deed is valid. In terms of section 47(2) of the Act, an application for registration is not incompetent only by reason that the person who granted the registrable deed has died or, where the granter is a non-natural person, they granter has been dissolved after the date of delivery of the registrable deed to the grantee.
If the granter of a deed has signed the deed, but the deed has not been delivered to the grantee by the time of the granter's death or dissolution, then the deed is considered to be void, that is, entirely ineffective. The date of delivery in the case of a disposition is usually the date of entry specified on the deed, when the price is paid, in exchange for the delivery of the deed.
If the granter of a deed dies or is dissolved prior to the delivery of the deed, the registrable deed would consequently not be valid and would breach the condition of registration that the registrable deed is valid.
In the ordinary course, the registration officer will not be aware of such difficulties unless the application form or correspondence accompanying the application suggests there is an issue. However in the unlikely event of information being submitted with an application indicating that the granter of the deed died prior to delivery of the same to the grantee, then the application should be referred to a senior caseworker. They will as necessary seek further guidance on the matter.
Death or dissolution of applicant
Section 47 provides that the Keeper must reject an application:
- if the applicant dies; or
- as the case may be, is dissolved
before the date of the application.
The reference to an applicant being dissolved only applies to non-natural persons, such as companies constituted under the Companies Acts. It will be extremely rare for this situation to occur and there may well be occasions where there is no information provided to allow an assessment to be made.
Should an application contain clear information that the applicant has died or been dissolved at any time prior to the date of application, whether or not this was after the delivery of the registrable deed to the applicant, the application must be rejected by virtue of section 47(1). A requisition may be required to confirm whether this is the case and the application may require to be placed in standover for 42 days pending written clarification from the submitting agent. If the position is confirmed that the applicant as stated on the form was deceased at the date of the application or as the case may be for a non-natural person, dissolved, at the date of the application, the application must be rejected by virtue of section 47(1). Other questionable applications such as where a deed is granted in favour of X but the application is made by X's executors or where a disposition is in favour of A and B and the survivor, but the application for registration of the disposition is by B alone on the suggestion that the survivorship may have operated - see Check Applicant - First Registration for information.
This guidance applies to all types of application and all registrable deeds.
Disposition Must Not Be By A to A in the Same Capacity
A disposition which purports to transfer land from the granter to himself or herself in the same capacity has no effect; the deed is not valid and the application must be rejected. This rule does not apply if the disposition is between A in one capacity and A in another capacity.
See Destinations for further information on evacuating survivorship destinations by disposition.
An application for registration of a disposition by A to A in the same capacity will require to be rejected on the basis that the deed is not valid. If a registration officer is uncertain as to whether there is a difference in the capacity between A as granter and A as grantee, they should refer the application.
Operative Words
Several of the most common registrable deeds, such as a disposition or standard security, must contain operative words. These operative words indicate the granter's intention, and must be in the present tense (de praesenti) indicating that it is the granter's current intention. In the case of a standard security and discharge of standard security, the requirement derives from the statutory styles permitted in terms of the Conveyancing and Feudal Reform (Scotland) Act 1970. If these deeds lack clear present tense operative words then the deed may be invalid and if the deed is invalid, the application for registration must be rejected.
If a registrable deed uses an apparently inappropriate operative word or words, for example, a disposition says "have sold and do hereby agree to convey", the application for registration must be referred for possible rejection as the registrable deed may not be valid.
Registers of Scotland (RoS) seeks to ensure that the information published in the 2012 Act Registration Manual is up to date and accurate but it may be amended from time to time.
The Manual is an internal document intended for RoS staff only. The information in the Manual does not constitute legal or professional advice and RoS cannot accept any liability for actions arising from its use.
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